-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qm2lJpy9MlHcQR71iSSmPkagDLiGijsY/+cS6MkLJUx3lNszA5brIu7nj3qxahdf iDc0q+7OVEVgtkJQrLNR2A== 0001012870-03-000806.txt : 20030219 0001012870-03-000806.hdr.sgml : 20030219 20030218193714 ACCESSION NUMBER: 0001012870-03-000806 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALTIGEN COMMUNICATIONS INC CENTRAL INDEX KEY: 0001003607 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943204299 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58201 FILM NUMBER: 03571660 BUSINESS ADDRESS: STREET 1: 47427 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5102529712 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG WEN HUANG CENTRAL INDEX KEY: 0001199699 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ALTIGEN COMMUNICATIONS INC STREET 2: 47427 FREMONT BLVD CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5102529710 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

Schedule 13G

  

Page 1 of 5

 

 

SEC 1745 (02-02)

   

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. ___)*

 

ALTIGEN COMMUNICATIONS, INC.

(Name of Issuer)

 

COMMON STOCK

(Title of Class of Securities)

 

021489 10 9

(CUSIP Number)

 

DECEMBER 31, 2002

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨  Rule 13d-1(b)

 

¨  Rule 13d-1(c)

 

x  Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Schedule 13G

  

Page 2 of 5

 

 

CUSIP No.  021489 10 9

      

1.


   

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

 

Wen-Huang (Simon) Chang

2.

   

Check the Appropriate Box if a Member of a Group (See Instructions)

(a) ¨

(b) ¨

3.

   

SEC Use Only

 

 

4.


   

Citizenship or Place of Organization    

 

Taiwan, (Republic of China)

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With

  

5.


  

Sole Voting Power    373,881

 

 

6.

  

Shared Voting Power    314,709

 

 

7.

  

Sole Dispositive Power    373,881

 

 

8.

  

Shared Dispositive Power    314,709

 

 

9.

   

Aggregate Amount Beneficially Owned by Each Reporting Person    688,590

 

     

10.

   

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

     

11.

   

Percent of Class Represented by Amount in Row (9)    5.1%

 

     

12.


   

Type of Reporting Person (See Instructions)

 

IN

     

Schedule 13G

  

Page 3 of 5

 

 

Item 1.

                 
    

(a

)

   

Name of Issuer

           

ALTIGEN COMMUNICATIONS, INC.

    

(b

)

   

Address of Issuer’s Principal Executive Offices

           

47427 Fremont Blvd., Fremont, CA 94538

Item 2.

                 
    

(a

)

   

Name of Person Filing

           

Wen-Huang (Simon) Chang

    

(b

)

   

Address of Principal Business Office or, if none, Residence

           

No. 95 16FL-2, Section 2 Roosevelt Road, Taipei, Taiwan, R.O.C.

    

(c

)

   

Citizenship

           

Taiwan (Republic of China)

    

(d

)

   

Title of Class of Securities

           

Common Stock

    

(e

)

   

CUSIP Number

           

021489 10 9

Item 3.

   

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

    

(a

)

   

¨

  

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

    

(b

)

   

¨

  

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

    

(c

)

   

¨

  

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

    

(d

)

   

¨

  

Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).

    

(e

)

   

¨

  

An investment advisor in accordance with §240.13d-1(b)(1)(ii)(E);

    

(f

)

   

¨

  

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

    

(g

)

   

¨

  

A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);

    

(h

)

   

¨

  

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);

    

(i

)

   

¨

  

A church plan that is excluded from the definition of an investment company under section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

    

(j

)

   

¨

  

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

Item 4.

   

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

    

(a)

 

   

Amount beneficially owed:    688,590

    

(b)

 

   

Percent of class:    5.1%

    

(c)

 

   

Number of shares as to which the person has:

           

(i)

   

Sole power to vote or to direct the vote    373,881

           

(ii)

   

Shared power to vote or to direct the vote    314,709

           

(iii)

   

Sole power to dispose or to direct the disposition of    373,881

           

(iv)

   

Shared power to dispose or to direct the disposition of    314,709

Schedule 13G

  

Page 4 of 5

 

 

Instruction.  For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1).

 

Item 5.   Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following    ¨.

 

Instruction:  Dissolution of a group requires a response to this item.

 

Item 6.    Ownership   of More than Five Percent on Behalf of Another Person

 

If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.

 

Item 8.   Identification and Classification of Members of the Group

 

If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.

 

Item 9.   Notice of Dissolution of Group

 

Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5.

 

Item 10.   Certification

 

  (a)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

  (b)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(c):

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Schedule 13G

  

Page 5 of 5

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 14, 2003

Date

/s/    WEN-HUANG (SIMON) CHANG        

Signature

Wen-Huang (Simon) Chang, Director

Name/Title

 

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf of such person shall be filed with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

 

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties for whom copies are to be sent.

 

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)

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